About the Editors


Jeffrey Holik
(301) 945-9285

Jeff is a seasoned and accomplished financial service lawyer with more than 30 years experience, including as Chief Legal Officer for a retail broker-dealer and investment adviser and before that in several senior executive roles with FINRA.


Paul Huey-Burns
(301) 945-9241

Paul Huey-Burns is one of the nation’s leading advocates on behalf of individuals and businesses involved in investigations by the SEC or other securities regulators.  He has an outstanding record of convincing the authorities to resolve investigations in ways that have minimal impact on his clients’ businesses.  In many situations, he has convinced those authorities to terminate investigations without any public actions against his clients.  The Best Lawyers in America, Chambers USA, Washingtonian Magazine and other publications have recognized him as one of the nation’s leading securities enforcement defense attorneys.  More importantly, scores of his investment adviser, broker-dealer and public company clients attest to his skills.


Leave a Reply

Fill in your details below or click an icon to log in:

WordPress.com Logo

You are commenting using your WordPress.com account. Log Out / Change )

Twitter picture

You are commenting using your Twitter account. Log Out / Change )

Facebook photo

You are commenting using your Facebook account. Log Out / Change )

Google+ photo

You are commenting using your Google+ account. Log Out / Change )

Connecting to %s